Clint Lovell

Whether its a structured finance transaction, crowdfunding equity offering, Reg. A offering, or Reg. D offering, issuing securities requires the expert touch to document the value of the business, conduct the necessary due diligence, underwriting reviews, offering circular drafting, subscription process, marketing, advertising, compliance, and filings. You want someone who not only knows the new regulations, but also has the chops to quickly document the deal and get it closed - before it gets cold.

That's why I am here. I'm the go-to capital markets transactions expert. With more than 30 years of capital markets transactions experience behind me, I'm a U.S. securities offerings and fraud mitigation expert that delivers real added-value services in record time. I provide broker-dealer sell-side due diligence underwriting reviews, FINRA/SEC compliance for Rule 5123 and Notice 10-22, as well as buy-side underwriting reviews, and due diligence.

When failure isn't an option, call me.